News (keyboard)

2013

Manitoba

December 5, 2013

Arthur Leon Schellenberg

November 14, 2013

Manitoba Securities Commission Publishes Harmonized Derivatives Rules: Product Determination and Derivatives Trade Repositories and Data Reporting

November 1, 2013

Liam John Wheddon and Bergen Realty Ltd. operating as Unrau Realty

October 31, 2013

Manitoba Financial Literacy Forum Marks Financial Literacy Month with 2014 Money Matters Calendar

October 23, 2013

Don’t be a Victim: Investment Fraud Awareness Events Set for Downtown Winnipeg

July 31, 2013

Ontario Ministry of the Attorney General Notice: Civil Forfeiture Proceeding In The Matter of Al-Tar Energy Corp.

May 13, 2013

Do You Know What Investment Fraud Looks Like?

February 5, 2013

Older, Hotter and Financially Wiser…It’s You, In the Future

Canadian Securities Administrators

December 19, 2013

Canadian Securities Regulators Seek Comment on Derivatives Rule Relating to Mandatory Central Counterparty Clearing

December 19, 2013

Canadian securities regulators mandate OBSI’s dispute resolution service for registered dealers and advisers

December 17, 2013

Canadian Regulators Release Status Reports on Mutual Fund Fees and Best Interest Duty

December 12, 2013

Canadian Securities Regulators Seek Comments on Mutual Fund Risk Classification Methodology

December 5, 2013

Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers

November 28, 2013

Canadian securities regulators propose streamlining disclosure requirements for private foreign securities offerings to certain Canadian investors

November 21, 2013

Canadian Securities Regulators Propose New Exemption for Distributions to Existing Security Holders

November 14, 2013

Transition to new service provider for the operation of the CSA National Systems

October 17, 2013

CSA seek more information about the quality of audit firms through proposed changes to auditor oversight rule

October 17, 2013

Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure Requirements

October 8, 2013

CSA encourages all Canadians to take time to “Check Before You Invest"

October 7, 2013

CSA Announces Change in Cutover Date for Information Management Services

October 3, 2013

Canadian Securities Regulators Adopt Amendments for Investment Funds Transitioning to IFRS

September 19, 2013

Canadian securities regulators provide an update regarding the consultation on proxy adviser firms

August 15, 2013

Canadian Securities Regulators Review Canada’s Proxy Voting Infrastructure For Shareholders

August 12, 2013

Canadian Securities Regulators Provide Update On Transition To New National Systems Service Provider

July 25, 2013

Canadian securities regulators will not implement proposed rule for venture issuers

July 19, 2013

Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2013

July 18, 2013

Canadian Securities Administrators publish guidance on relationship disclosure practices

July 16, 2013

CSA Requirements to Improve Disclosure for Investors Are Now In Effect

July 9, 2013

Canadian Securities Regulators Release Three-Year Business Plan

July 4, 2013

Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access

June 13, 2013

Canadian Securities Regulators Now Require Delivery of the Fund Facts for Mutual Funds

June 6, 2013

Canadian Securities Regulators Seek Comment on Derivatives Rules Relating to Product Determination and Trade Repositories and Data Reporting

May 30, 2013

Canadian Securities Regulators Adopt “Pre-Marketing” and “Marketing”

April 26, 2013

Canadian Securities Regulators undertake review following loss of personal information

April 25, 2013

New service provider for the operation of the CSA National Systems

April 18, 2013

CSA seeks comment on proposals for derivatives market registration and regulation

April 17, 2013

Canadian Securities Regulators release MFDA Oversight Review Report

March 28, 2013

Canadian Securities Regulators Implement Disclosure Requirements For Investment Costs And Performance

March 27, 2013

Canadian Securities Regulators Seek Comment on Proposals to Modernize Investment Fund Rules

March 25, 2013

Canadian Securities Administrators announce March 26 as Check Registration Day

March 14, 2013

Canadian Securities Regulators Propose Framework for Shareholder Rights Plans

March 13, 2013

Canadian Securities Regulators Seek Comment on Early Warning Reporting

March 5, 2013

Canadian Securities Regulators Stress being Proactive is Key in Preventing Investor Fraud

February 28, 2013

Canadian Securities Regulators Adopt Amendments to Prospectus Rules

February 21, 2013

Canadian Securities Regulators’ Enforcement Report Highlights Fraud

Feburary 4, 2013

Canadian Securities Administrators renew term of Chair, appoint new Vice-Chair

January 10, 2013

Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors