Hearings and Proceedings

Hearings and Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.

For a current list of Real Estate hearings that have been scheduled click here.


Hearing Dates


Provincial Court 

Bret Allan Dobbin
The Securities Act
The Mortgage Brokers Act

May. 18, 2023, 1:00 p.m. Court 406

Court of Appeal 


Sokal, Wayne and ESP Software Inc.
The Securities Act
May. 11, 2023, 10 a.m. Court
The Securities Act 
May. 18, 2023, 10 a.m. Court