Request for Comments
The Commission issues notices to advise both industry and the public about regulatory developments. The Commission welcomes input from any interested party on the content of its notices, and any matter of interest to investors and the markets. For an explanation to the CSA Numbering System please click here.
The following Notices, proposed National Instruments and Companion Policies have been published for comment (in PDF format).
CSA/MSC Notice Number | Description | Final Date for Comments |
CSA Notice 2023-27 | CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers | Dec 20, 2023 |
CSA Notice 2023-32 | CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds | Jan 17, 2024 |
CSA Notice 2023-33 | Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets | Dec 4, 2023 |
CSA Notice 2023-35 | CSA Notice and Request for Comment Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations – November 30, 2023 |
Feb 28, 2024 |