Individual Registration

An individual applying for registration must select one or more registration category. All individual registrations must be sponsored by a registered firm.

Indivdiuals registration categories under The Securities Act (Manitoba) are set out in Part 2 of National Instrument 31-103 - Registration Requirements and Exemptions. Individual registration categories under the Commodity Futures Act (Manitoba) are set out in the Act and the Commodities Rule 2000-11.

For more information, see the 

Registration of Individuals and Review of Permitted Individuals – 33-109F4

Individuals unsure about which categories they should apply to register under should seek guidance from their sponsoring firm. The Manitoba Securities Commission is a regulatory agency and cannot provide legal or professional advice.