Hearings and Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. Click here for Reasons for Decision and Orders of the Commission.

Hearing Dates

Subject

T.B.A. Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - The Securities Act
T.B.A. Arthur Leon Schellenberg - The Securities Act
T.B.A. Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon - The Securities Act
T.B.A. Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja - The Securities Act
T.B.A. Cameron, James Harvey - The Securities Act
T.B.A. University Lab Technologies., George Theodore, Bill Ross - The Securities Act
T.B.A. Donald Mark Werbeniuk - The Securities Act
T.B.A. Janice Anne Thoroski and Clair Stuart Clavert - The Securities Act
T.B.A. Alnoor Ramji - The Securities Act
T.B.A. Leonard George Ralph also know as Len Ralph - The Securities Act
T.B.A. Michelle Dunk - The Securities Act
T.B.A. Ryan Steve Magee and Dalyne Rae Magee - The Securities Act
T.B.A. Mitchell Finklestein - The Securities Act
T.B.A. John Bruce Kirk and Benjamin Thompson Kirk and Dylan Leslie Boyle - The Securities Act
T.B.A. GITC Investments and Trading Canada Ltd. carrying on business as GITC Investments and Trading Canada Inc. and GITC, GITC Inc., and Amal Tawfiq Asfour - The Securities Act

Provincial Court

James Peter Yaworski (The Securities Act)
Winnipeg, Manitoba
May 29, 31 and June 1, 2017 - 10:00 a.m., Courtroom 403